Newsletter
DI's Early Signals Report: January 07, 2026
Possible SEC Investigations - Five (5) Companies
John P. Gavin, CFA
Newsletter
DI's Early Signals Report: January 06, 2026
Possible SEC Investigations - Eight (8) Companies
Newsletter
Five Unexpected “Nothing Found” FOIA Responses From the SEC
Spidey senses now tingling.
Newsletter
SEC Investigation Updates: December 30, 2025
Updates on SEC investigative activity - Six (6) companies
Newsletter
SEC Investigation Updates - December 29, 2025
No Recent SEC Investigative Activity Found - 85 Companies
Newsletter
They Broke the SEC
We’ll be living with the consequences long after Trump and Project 2025 are gone.
Newsletter
Data Shows Far Fewer SEC Investigations Since Inauguration Day
Project 2025 Has Landed Hard at the SEC
Newsletter
Flagstar Bank: 21 Months Later, Allowance for Credit Losses Still Uncertain
Extend-and-Pretend Risk Now Elevated
Newsletter
SEC Investigation Updates - December 04, 2025
No Recent SEC Investigative Activity Found - 120 Companies
Newsletter
Virtu Financial: Waiting for the Shutdown to End
Virtu reached an agreement to settle an SEC probe in June. Still waiting to finalize.
Newsletter
3D Systems (DDD): Small Company, Big Festering Problems
Shoddy Disclosures, Chronic Internal Controls Problems, Recent Loss of CFO
Newsletter
SEC Investigation Updates: October 29, 2025
Updates on SEC investigative activity - Seven (7) companies